πŸ“˜ Regulatory-reporting – Legal FAQs

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❓ What is regulatory reporting?

It's the process of submitting data to regulators like RBI, SEBI, IRDAI, or international bodies.

❓ Why is it important for fintech startups?

They must comply with norms like capital requirements, transaction audits, or KYC compliance reports.

❓ What data is usually submitted?

Financial transactions, risk reports, AML screening logs, user onboarding metrics, and audit trails.

❓ Can this be automated?

Yes, tools can extract, validate, and submit structured data (XML, XBRL, CSV) to regulatory portals.

❓ Which sectors need this most?

Banks, NBFCs, InsurTech, stock brokers, and RegTech startups working in compliance-heavy spaces.

❓ Do these tools maintain audit trails?

Yes, they log access, changes, timestamps, and file versions for compliance transparency.

❓ Can startups get fined for non-compliance?

Yes, missing reports or incorrect data can result in hefty fines or license suspension.